DISCLAIMER AND REGULATORY INFORMATION
Sage Capital Advisors, LLC is an SEC-registered investment advisor located in San Diego, California. In addition to SEC registration, the firm maintains a notice filing with the state of California.
A copy of Sage Capital Advisors, LLC current written disclosure statement (Form ADV-Part II) discussing Sage Capital Advisors, LLC business operations, services, and fees is available from Sage Capital Advisors, LLC. upon written request.
This web site is not intended for any use which would be contrary to local law or regulation. Sage Capital Advisors, LLC products and services described on this web site are intended to be made available to U.S. residents only. Nothing on this web site shall be considered a solicitation to buy or an offer to sell a security, or any other product or service, to any person in any jurisdiction where such offer, solicitation, purchase or sale would be unlawful under the laws of such jurisdiction.
The purpose of this site is to provide you with information about the firm and our investment philosophy, and to provide a means for you to contact us for further information. Sage Capital Advisors, LLC provides customized investment recommendations only within the context of our contractual agreements with our clients, and only after a comprehensive review of the client's situation.
The material on this website is based on information generally available in the marketplace and is believed to be reliable and authoritative. However, it is not guaranteed as to its accuracy and does not constitute sufficient information to be the basis for sound investment decisions. The information is of a general nature and should not be applied indiscriminately to particular situations wherein it may not be completely applicable.
Any links on the Sage Capital Advisors, LLC website to other websites are not intended as referrals or endorsements, but are merely provided to the users of the Sage Capital Advisors, LLC website for convenience and informational purposes. Sage Capital Advisors, LLCdoes not endorse the content of such websites nor the products, services or other items offered through such websites.
Some pages within the Sage Capital Advisors, LLC. website are password-protected. Access to these areas is restricted to authorized users only. The user in password-protected areas is responsible for any use of the password and for maintaining the confidentiality of the password.
Sage Capital Advisors, LLC Customer Information Privacy Principles
Like most industries today, the financial services industry is rapidly being shaped by technology, which is literally changing the way we do business. To be successful in this environment, we must continue to insure that our customers are confident that we will manage their financial affairs expertly and confidentially.
At Sage Capital Advisors, LLC, our customers have access to a broad range of products and services. To deliver these products and services as effectively and conveniently as possible, it is essential that we use technology to manage and maintain certain customer information.
We want to assure all of our customers that whenever information is used, it is done with discretion. The safeguarding of customer information is an issue we take seriously at Sage Capital Advisors, LLC. To affirm our continuing commitment to the proper use of customer information, we have set for the following Privacy Principles. It is these Privacy Principles that guide us in serving the privacy needs of our customers.
Recognition of a Customer’s Expectation of Privacy: At Sage Capital Advisors, LLC, we believe the confidentiality and protection of customer information is one of our fundamental responsibilities. And while information is critical to providing quality service, we recognize that one of our most important assets is our customers’ trust.
Use Collection, and Retention of Customer Information: Sage Capital Advisors, LLC limits the use, collection and retention of customer information to what we believe is necessary or useful to conduct our business, provide quality service and offer products, services and other opportunities that may be of interest to our customers.
Maintenance of Accurate Information: Sage Capital Advisors, LLC recognizes that it must maintain accurate customer records. Therefore, Sage Capital Advisors, LLC has established procedures to maintain the accuracy of customer information and to keep such information current and complete. These procedures include responding to requests to correct inaccurate information in a timely manner.
Protection of Information via Established Security Procedures: Sage Capital Advisors, LLC recognizes that a fundamental element of maintaining effective customer privacy procedures is to provide reasonable protection against the unauthorized appropriate security standard and procedures to guard against any unauthorized access to customer information.
Sage Capital Advisors, LLC. • 5672 La Jolla Boulevard, La Jolla, California, 92037 • www.sage-cap.com • 858.459.0172
Sage Capital Advisors, LLC is an SEC registered investment advisory firm, founded July, 2005 and manages investments to a core opportunity philosophy for both growth and income portfolios. To receive a complete list and description of Sage Capital Advisors’ composites and/or a composite presentation that adheres to the GIPS standards, please contact Matt Johnson or Diana Blair.
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